This book provides unique access to comprehensive legal and multidisciplinary analysis of the important topic of governance of financial institutions and includes coverage of the new requirements for management functions under MiFID II.

I. General 1: Danny Busch, Guido Ferrarini, Gerard Van Solinge: Governing Financial Institutions: Law and Regulation, Conduct and Culture 2: Jens-Hinrich Binder: Corporate Governance of Financial Institutions: In Need of Cross-Sectoral Regulation? A comparative analysis of banks, investment firms, asset managers, and pension funds 3: Arthur van den Hurk and Michele Siri: Comparative Regulation of Corporate Governance in the Insurance Sector 4: Bart Bierens: The Governance of Banks and the Requirement of Resolvability: a Fundamental Change in Perspective? 5: Kitty Lieverse and Claartje Bulten: Comparative Regulation of Corporate Governance in th e Insurance Sector II. Governance Structures and Regulations 6: Paul Davies and Klaus Hopt: Non-Shareholder Voice in Bank Governance: Board Composition, Performance and Liability 7: Steven Schwarz (Aleaha Jones, and Jiazhen Yan): Responsibility of Directors of Financial Institutions 8: Iris Palm-Steyerberg and Danny Busch: Fit and Proper Requirments in EU Financial Regulation: Towards More Cross-Sectoral Harmonisation? 9: Lodewijk van Setten: Risk, Risk Management, and Internal Controls 10: Paolo Saguato: Financial Market Infrastructures: The Essential Role of Risk Management 11: Guido Ferrarini: Compensation in Financial Institutions: Systemic Risk, Regulation and Proportionality 12: Carmine di Noia and Matteo Gargantini: Corporate Governance, Financial Information and MAR III. Ownership Structures 13: Cristina Ungureanu: Engagement of Institutional Investors 14: Katja Langenbucher, Johannes Adolff and Christina Skinner: State-owned Financial Institutions 15: Gerard van Solinge and Martin van Olffen: Co-operative Banks: A Dutch Experience IV. Conduct and Culture 16: Guido Ferrarini and Shanshan Zhu: Corporate Culture in the Governance of Financial Institutions: An Interdisciplinary Approach 17: Wijnand Nuijts: Public Supervision of Behaviour and Culture at Financial Institutions 18: Danny Busch and Peter Laaper: Conduct and Culture in the Netherlands: The Dutch Banker's Oath and the Dutch Banking Disciplinary Committee 19: Antonella Sciarrone Alibrandi and Claudi Frigeni: Managing Conduct Risk: From Rules to Culture 20: Geneviève Helleringer and Christina Skinner: Conflicts of Interest: Comparing Compliance and Culture in the US and UK 21: Paulo Giudici: The Venetian Banks Collapse 22: Maribel Saez and Maria Gutierrez: The Spanish Banking Crisis as a Corporate Governance Problem 23: José Engrácia Antunes: Banco Espírito Santo: Anatomy of Banking Scandal in Portugal 24: Bas de Jong: Governance Problems in Dutch Financial Institutions from 2007 to-2017

Comprehensive legal and multidisciplinary analysis of the important topic of governance of financial institutions Includes coverage of new requirements for management functions under MiFID II Considers the position of banks, investment firms, asset managers, insurance firms and pension funds in the context of governance Covers key issues of systemic risk from the perspective of board models, shareholders, and directors

Professor Danny Busch holds the Chair for Financial Law at Radboud University, Nijmegen, where he is also the Director of the Institute for Financial Law. He has published extensively, many of those publications written in English, including with OUP. He is a Research Fellow of Harris Manchester College and a Fellow of the Commercial Law Centre, University of Oxford. Guido Ferrarini is Emeritus Professor of Business Law and Capital Markets Law at the University of Genoa, Department of Law, and Director of the Centre for Law and Finance. He holds a J. D. (University of Genoa, 1972), an LL.M. (Yale Law School, 1978) and a Dr. jur. (h.c., Ghent University, 2009). He is founder and fellow of the European Corporate Governance Institute (ECGI), Brussels. Gerard van Solinge is Professor of Corporate Law at Radboud University Nijmegen where he is a member of the scientific board of the research programme Company Law of the Business and Law Research Centre. He also practises as an attorney at Allen & Overy LLP and has written a number of books and articles.

Comprehensive legal and multidisciplinary analysis of the important topic of governance of financial institutions Includes coverage of new requirements for management functions under MiFID II Considers the position of banks, investment firms, asset managers, insurance firms and pension funds in the context of governance Covers key issues of systemic risk from the perspective of board models, shareholders, and directors